This article examines the formation of social capital and the relevance of guanxi (a Chinese concept closely related to that of social capital), among ethnic minority students and Han students in a Chinese university. Using data from 42 semi-structured interviews with university students, our study demonstrates that three distinct student categories (Min Kao Min, Min Kao Han, and Han students) access social capital in similar ways, including via the Chinese class-based cohort model, faculty and staff, engagement in social media and online platforms, and other on and off-campus social connections. However, these three groups of students showed significant differences in the formation and use of social capital. Due to the influence of pre-college education and Internet literacy, MKM and MKH students are relatively restricted in using social media and other online platforms to obtain social capital. The varying awareness of and attitude towards the concept of "guanxi" affect its formation and utilization, with many ethnic minority students viewing it as a cultural symbol of Han society and more likely to form bonding social capital within their own ethnicity. This shows that though the diverse campus environment effectively reduces the physical space between students of different ethnicity, it does little to break through the cultural barriers, making it challenging for minority students to form cross-ethnic bridging social capital.
Keywords: Social Capital; Guanxi; Chinese university; Minority students
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For years, the Chinese higher education system classified students into three groups: Min Kao Min (MKM), Min Kao Han (MKH), and Han. Students fall into these different academic tracks based on their ethnic backgrounds and the primary language used in their college entrance exam, the gaokao (Taynen, [
One area we see as critical to better understanding the experiences of ethnic minority students concerns the formation and utilization of social capital, given that a good deal of research demonstrates its importance to positive educational and career outcomes (Coleman, [
China is among the world's most ethnically and linguistically diverse nations. Ethnic minorities tend to experience lower financial, educational, and occupational attainment than the Han majority (Gustaffson et al. [
The present study focuses on educational inequality. Ethnic minorities lag behind the Han majority in almost every segment within the educational system, from access to enrollment and to outcomes (Hannum & Wang, [
In an attempt to close the ethnic gaps in higher education, the Chinese government has enacted a variety of strategies including the preferential policies or youhui zhengce. The scope of preferential policies reaches far beyond higher education, as Sautman ([
The general purpose of preferential policies regarding education is to support ethnic minority access to higher education with the goal of strengthening minority participation in the mainstream economy. Specific practices include the use of quotas, bonus gaokao points, financial aid, and preferential admission (Clothey, [
Since 2017, the formal classification of students into MKM, MKH, and Han has been largely phased out in Chinese colleges and universities. However, we believe the three categories provide a useful distinction to explore social capital and guanxi regardless of whether they are still being employed institutionally. Although technically students fall into these three distinct academic tracks based on their ethnicity and the language used in their pre-college education and gaokao, this classification has far-reaching impacts on students' educational opportunities and outcomes in China.
Ethnic minorities are disadvantaged compared to Han students, as they are more likely to come from impoverished rural areas (Clothey & Hu, [
Social capital is an important tool for understanding inequality in educational attainment and the limits of social mobility and schooling (Carter, [
Social capital has also been useful in the study of higher education. For example, Maldonado et al. ([
Some patterns of minority students' mobilization of social capital documented in a few recent studies are also contributing to our conceptualization of minority students' social capital accumulation and mobilization in an ethnic-diverse campus. For example, Zhang ([
Similar to social capital, guanxi refers to social ties and personal connections. Chinese social scientists highlight that it is the sentimental part of guanxi that makes it different from the concept of social capital (Fan, [
Moreover, according to Chinese sociologist Fei Xiaotong, Chinese society was rooted in the "chaxu geju" (different modes of associations) which shapes the network of every Chinese individual (Fei, [
Guanxi has often been regarded as an unfair means to take a shortcut or obtain privileged resources. It is also due to the fact that guanxi became a more instrumentalist "means of circumventing managed scarcity" (Qi, p. 311) for a long time in history when Chinese formal institutional practices (such as laws and regulations) ensuring equal access to resources were absent since the late eighteenth century. The importance of guanxi is likely to compromise meritocracy at times, given the lack of transparency in the institutional practices that determine the allocation of goods such as educational resources (Fan, [
What the nuanced concept of guanxi suggests for our study is the need to examine social capital formation among MKM, MKH, and Han students in light of possible variations in accessibility to guanxi. Given the importance of guanxi as a means of accessing resources, including academic and career opportunities, we were especially attentive to its influence and the possibility of inequities emerging relative to differential access and utilization.
We conducted a qualitative study of social capital and guanxi among MKM, MKH, and Han students to better understand the lived experiences and meaning making of such students within the context of their natural environment—the campus setting of Minzu.
Minzu was selected as our site because of its leading position in the minzu college and university system. Minzu was founded in 1951 to primarily serve the educational needs of China's ethnic minority populations, namely by preparing graduates to work in minority regions of the country. Minzu has 25 colleges with 66 different undergraduate majors. A good portion of the curriculum at Minzu is devoted to promoting the history, language, and culture of ethnic minorities, a reality reflected in academic programs that generally are not available at most Chinese universities.
Minzu has a unique standing among the nation's comprehensive universities, especially when compared to other leading universities in China. First, it stands out because of the ethnic makeup of the student body. Students at Minzu encompass all 56 ethnic groups in China, including the Han majority. More than 50 percent of Minzu's students are of ethnic minority backgrounds and this number drops to 3 or 4 percent at most comprehensive universities in China (Zhu, [
We relied on three basic data collection techniques: semi-structured interviews, informal interviews with key informants, and participant observation. All semi-structured interviews lasted from 1 to 1.5 h, were digitally recorded, and transcribed verbatim. The transcripts ultimately became a key part of the data corpus, combined with field notes from informal interviews and observations. Interview participants were selected in a manner consistent with a purposeful sampling strategy, based on ethnic category, year in college, and gender. In all, we interviewed 14 participants from each ethnic grouping (MKM, MKH, Han) with equal representation of males and females. This resulted in a total of 42 interview respondents with the following class standing represented: 4 s year, 19 third year, 18 fourth year, and 1 fifth year. Informal interviews with key informants were also conducted as a means to gain a deeper understanding of the campus context. Another key data collection strategy involved participant observation. Hanging out as a participant observer while interacting with students was critical because it enabled the researchers to listen and learn through the students' narratives and through what was observed in their daily lives. Moderate participation allows the researchers to balance between "insider" and "outsider" roles, which results in a good combination of involvement and detachment for objectivity.
In making sense of how Minzu students formed social capital we mainly focus on the key individuals and groups with whom students interacted as part of acquiring helpful social ties and relations. Namely, we highlight peer-to-peer and faculty and staff connections as common ways of building social capital for all three groups of students. Peer-to-peer connections included relationships with roommates, classmates, friends, and upper-class students. Minzu students tended to describe these relationships as primarily serving as sources of information and/or resource channels through which they could more easily navigate college life. They saw social connections with peers as quite helpful in pursuing academic success, getting career advice, and seeking part-time jobs or internships. A second key type of social connection stressed by students is the relationship they build with Minzu professors and administrative support staff. Students tended to describe their social connections with professors mostly in terms of obtaining support in academic-related matters.
A large number of students stated that they made social connections through online platforms. Online platforms/websites such as WeChat (a major Chinese social media platform for building and maintaining relationships) or online information portals of the university are nowadays increasingly used in formal and informal settings in students' lives. Minzu students described using online platforms for making social connections and looking for information that helped them identify resources they needed, either for course work or in relation to personal interests and/or needs. MKM student Arban, a Mongolian student in her 2nd year, for example, used WeChat for getting help from her calligraphy professor:Sometimes I will send her a picture of my work and ask for advice and guidance on how to draw the character right. She also replies by sending me a video showing me how to do it
Online platforms are also used for enhancing one's career and employment options. The following comments from Chongye, a 4th year Han student in economics, captures this point:Our class also has a group chat on WeChat so our class counselor often times shares useful job information there...Normally, what he shares to the group chat is very reliable, such as job opportunities offered by his colleagues or his friends
However, the three groups of students differ in their ability and level of use in terms of social media and online connections to access social capital. A full 31 out of 42 students who participated in the semi-structured interviews described their extensive use of social media and online platforms/websites for maintaining and building social connections as well as for seeking important information and opportunities. Of the 11 who did not emphasize such Internet usage, 8 were ethnic minorities, and their ethnic breakdown is as follows: Hui, Kazakh, Miao (
This huge gap in pre-college education also leads to disparities among students in Internet/digital literacy, which refers to "the knowledge, skills, attitudes that are required to use ICT and digital media to perform tasks, solve problems, communicate, manage information...learning, socializing, consuming, and empowerment (Ferrari, [
Compared to MKH students, MKM students' limited Mandarin proficiency coupled with insufficient pre-college education resulted in poorer digital literacy, which further limited MKM's access to social capital. Adil's comments largely help to demonstrate why some MKM students fail to make use of the Internet and online platforms in seeking resources during college. Another reality is that although Minzu University provides a diverse and integrated environment for all students, the language of instruction and institutional online resources throughout the university is mainly based on Mandarin; thus minority students, especially those MKM students with limited Mandarin proficiency, do not have access to official online resources in their own languages.
Guanxi may be understood as a form or sub-type of social capital, although not all forms of social capital are guanxi. Guanxi, unlike some forms of social capital, requires a common understanding, shared by multiple parties, of a sense of mutual obligation and potential benefit. This is not true of all forms of social capital. For example, there may be no expectation on the part of a mentor that a protégé will offer benefits to the mentor. Such a relationship does not necessarily convey the kind of norms and expectations associated with guanxi, and yet mentors certainly offer forms of social capital (Carter, [
Based on our data, it seemed that the students of Minzu including MKM, MKH, and Han students share a consensus on their understanding of guanxi. For them, guanxi can be both instrumental and affective. They acknowledged the benefits guanxi may bring to their lives, either in tangible forms such as resources and information or in intangible forms such as emotional support and spiritual companionship.
However, there are significant differences across groups in their attitudes towards guanxi, which can be due to the fact that different groups of students have different access to guanxi. In our interview sample (as can be seen in Table 1), more ethnic minority students such as MKM and MKH students tend to have a negative attitude towards guanxi, whereas more Han students (79%) have a positive attitude towards guanxi. A fourth-year MKM Kazakh student, Rayana, reinforces the point that no guanxi is available to MKM students.
Table 1 Attitudes towards Guanxi across MKM, MHK and Han groups
Positive Neutral Negative Student Category MKM Count 3 2 9 % 21% 14% 65% MKH Count 5 2 7 % 36% 14% 50% Han Count 11 1 2 % 79% 7% 14% Total Count 19 5 18 % 45% 12% 43%
Guanxi is a useful tool for those who have guanxi, whereas for people who don't have guanxi to begin with, guanxi in practice is an unfair phenomenon
Chunhua, the MKH Tu student's remark echoes this point as she puts that "I think guanxi is a barrier...you know when other people have guanxi and use guanxi, but I don't have guanxi thus I cannot use it...it is a barrier to me then." Similarly, Lingling, a fourth-year Hui MKH student, spoke about how she and her best friend, both from very poor families, share the perception that guanxi is often used to limit opportunities that they earned on the basis of merit. For example, both achieved very high scores on a civil service job exam, but neither was offered the position: "We just thought everything was pre-arranged.... We are the poor kids who don't have guanxi and we have to play the game with these other people who have lots of it."
However, when looking at Han students' comments about guanxi, it is clear that even though some of them recognize the potential negativity of guanxi, they not only openly acknowledge its benefits but also offer grounds of its existence, argue that guanxi, to some extent, could be meritocratic as it requires hard work to build and maintain. Kai, a third-year Han student precisely captured this point by noting that "guanxi does not just come to a random person, you need to work on getting it and it is not an easy job sometimes. So when some people blame guanxi and say it is bad, it is unfair...they need to work on building guanxi. I think guanxi is a kind of resource and no one should fault me for having resources I work hard to get." Another third-year Han student Feng further supports this point by saying that "I think guanxi is not a negative thing. On the contrary, it to some extent tells people how good, smart and how competent you are." Hence, the clear contrast posed by the above comments on students' attitude towards guanxi largely demonstrates the inequable access to guanxi among them.
Students alluded to a variety of ways through which guanxi may be formed or acquired, including enhancing one's knowledge or talent (as a means of exchanging important information or a special service), building one's social network, and gift giving. Key to our findings is that MKM, MKH, and Han students showed obvious differences in how they form and mobilize guanxi.
Both MKM and MKH students tend to form and mobilize guanxi through intergroup networks. Such guanxi can be seen as a kind of bonding social capital. This pattern is more prominent among MKM students than MKH, as in Minzu, MKM students are required to major in academic programs tied to their language and ethnic identity. For example, Tibetan MKM students can only major in Tibetan language and literature with other Tibetan students. Their residence hall roommates are also from the same ethnic background. Although the requirements to study one's own language and literature is done in some sense to support student development and academic achievement—after all, their language ability in Chinese Mandarin may be limited—it also has the negative consequence of limiting MKM students' social capital formation. The class model is less of a problem for the MKH and Han students, whose more advanced Mandarin ability enables them to take advantage of a host of extracurricular activities exposing them to students from a range of ethnic backgrounds and possessing diverse social capital. Although MKM students take "public courses" with other students, according to many MKM students in the interviews, they may feel intimidated and nervous about using Mandarin to socialize and make friends outside of their own ethnic group. Mina, a 3rd year Korean MKM student, captured this issue:All the people that I have contact with are my classmates...the people in my department, my roommates, all Korean. I don't know many people outside of this circle...When I think of socializing with other people in Mandarin, I tend to refrain from doing so while feeling worried and embarrassed about my poor Mandarin skill
In general, ethnic minority students tended to interact in smaller circles defined mostly by their own ethnic identity as they felt more comfortable. Venera, 3rd year Uyghur MKM student in Uyghur language and literature, spoke to this issue: "I usually participate in some of the events such as the traditional Uyghur dance performance or the tambura concert." In addition, culture is an important factor in making ethnic minorities more inclined to build intergroup guanxi.
Inclination to form guanxi through homogenous groups might prevent ethnic minority students from building cross-group connections which contributed to the formation of bridging social capital, but the bonding social capital they gained from intergroup guanxi might also bring them informative, affective, and valuable resources in the long run, especially when ethnic minority students return to their hometown to work after graduation. Such intergroup then guanxi becomes essential resources for their career. Arban, a second-year Mongolian MKM student, explained that her friendship circle extended beyond the Minzu campus to include Mongolians she had met in Beijing through involvement in planning Mongolian Zulu Festival activities:Because of my involvement in Zulu Festival, I got to know many people, including Mongolian adults who are currently working and living in Beijing and other Mongolian students who are at other universities in Beijing
Given the fact that more ethnic minority students are of rural origins and thus are more likely to have stronger bonds with people of the same ethnicity, this pattern of intergroup guanxi is particularly evident among most MKM and some MKH students. However, it seems that most Han lack such type of guanxi when compared to their ethnic minority counterparts.
Han students, on the other hand, tend to form guanxi in a more active and intentional way, and for them, the boundary between intergroup guanxi (bonding social capital) and cross-group guanxi (bridging social capital) was blurred. A third-year Han student, Ya, reported that:In my first two years at Minzu, I actually paid special attention in terms of where I should go and what I should do so I can meet more people and build more guanxi. I tried to join some student organizations and participate in some extracurricular activities on campus to meet people.
Another third-year Han student, Dagang, further supported this point when he noted that he put a lot effort of into building guanxi, especially in college because he was aware of the significance of building guanxi. Dagang described intentionally meeting and befriending certain people on campus to build guanxi.
The study found that students of all ethnic categories in the Chinese university form social capital through connections with peers, faculty, and staff, and through engagement with online social media. These platforms help students strengthen existing relationships and build new connections with new people, which potentially offer additional sources of social capital. Here, Granovetter's ([
Another key aspect of the findings focused on guanxi. Students tended to discuss the formation or acquisition of guanxi in conjunction with three basic processes: a special talent or type of knowledge one might have that could be exchangeable, the expansion of social networks and connections, and gift giving. Of particular importance here was the tendency for more MKM and MKH students to attach some negatives to the development and use of guanxi in terms of how it might undermine merit in favor of social capital held by students from more privileged backgrounds. The concept of guanxi stems from the understanding of the traditional Chinese society which is built upon Confucian cultural values. MKM and some MKH students in this study do not seem to feel attached to such values and experience a lack of guanxi due to their disadvantaged status in Chinese society, which contributes to their negative perceptions of guanxi and their limited capability of acquiring or mobilizing it.
Ethnic minorities understand guanxi in a negative light, but actively build, maintain, and use the relationships they have with people of their own: students who share the same ethnic background and home origin. From this point of view, the term guanxi remains a relatively Han concept to them. Ethnic minority students tend to refer to "guanxi" as a cross-group relationship, i.e., guanxi with others outside of their ethnic circle, especially Han students. Thus, the cultural understanding of the concept of guanxi affects how the students in our study build and use guanxi. To be more specific, ethnic minorities are active in building and utilizing inter-group guanxi (bonding social capital) but are passive or even resistant to the building of cross-group guanxi (bridging social capital). The distinction between Han students and MKM students in terms of cohort setting and dorm arrangement at Minzu hinders MKM students' access to the bridging social capital. Admittedly, this would not pose a problem for those ethnic minority students who plan to return home after graduation, where bonding social capital may be more useful. However, for those MKM students who would benefit from connections outside their ethnic group, Minzu campus does not seem to provide ample opportunities, despite its ethnic diversity. Therefore, a possible recommendation stemming from this study is for Chinese universities such as Minzu to take additional steps to encourage greater exposure to a wider array of students, faculty, and staff.
Comments from students about the negative side to guanxi—in terms of undermining hard work and merit on the part of lower-income students—bring to mind Armstrong and Hamilton's ([
Compared to Han students at the same university, our research highlights the structural, linguistic, and cultural disadvantages that MKM and some MKH students face. Social media is a key source of social capital, but ethnic minority students with limited Internet literacy and computer knowledge struggle to benefit. Instead, they tend to seek the support of their own ethnic group—an understandable choice in the challenging environment of urban college life. Finally, the term guanxi is a relatively foreign concept to many MKM and MKH students. The social capital they build through guanxi can be seen as bonding social capital, rather than bridging social capital. Compared to Han students, MKM and MKH students tend to have stronger ethnic ties that provide an extra source of bonding social capital. However, the close-knit social network within ethnic minority groups can also be a barrier for minority students by making bridging social capital harder to obtain. A subtle point worth noting here is that these barriers are more challenging to MKM students. Compared to their MKH counterparts, they are less sinicized in many ways, for instance, their limited Mandarin proficiency thus the unfamiliarity with the mainstream Chinese culture, their stronger ethnic identity and their more marginalized class and home origin, etc. Hence, MKM tend to show a relatively more negative tendency than MKH in their acceptance of guanxi. In the case of linguistic challenges and potential disadvantages related to guanxi, specific interventions of the student affairs variety may be warranted. Chinese HEIs that have a large number of ethnic minority students should aim to foster a campus climate with more opportunities for MKM and MKH students to access to a wider array of educational and social resources.
This article was supported by Zhejiang Philosophy and Social Sciences Planning Project in 2023 "Research on University Knowledge Spillover Promotion Mechanism - An Exploration Based on Zhejiang Province" (23NDJC277YB).
The authors declare no competing interests.
Tables of participants' detailed information
MKH students interviewed
Student No. Ethnicity Academic major Home origin Parental occupation 1 Tu Financial Management Rural Farmers 2 Uyghur Political Science Urban White collar workers 3 Zhuang Economics Urban White collar workers 4 Miao Ethnic Language and Literature Urban White collar workers 5 Miao Finance Urban Blue collar workers 6 Tujia Accounting and Business Administration Urban Blue collar workers 7 Mongolian Computer Science Urban White collar workers 8 Yi Ethnic Minority Language and Literature Rural Blue collar workers 9 Hui Kazakhstan Language and Literature Urban Blue collar workers 10 Xibo Tourism Management Urban White collar workers 11 Hui Politics and Administration Urban Farmers 12 Mongolian Pharmaceutical Engineering Urban Blue collar workers 13 Tibet International Economy and Trade Urban White collar workers 14 Hui Business Administration Urban Self-employed business owners
Han students interviewed
Student No. Ethnicity Academic major Home origin Parental occupation 1 Han Cultural Heritage and Museology Urban Self-employed business owners 2 Han Public Finance Urban White collar workers 3 Han Biotechnology Urban White collar workers 4 Han Political Science Rural Farmers 5 Han Economics Urban Blue collar workers 6 Han Advertisement Urban White collar workers 7 Han Chinese Language and Literature Urban White collar workers 8 Han Environmental Science Urban White collar workers 9 Han Ecology Urban White collar workers 10 Han Japanese Urban White collar workers 11 Han Public Affairs Administration Urban White collar workers 12 Han Advertisement Urban White collar workers 13 Han Philosophy Urban Blue collar workers 14 Han Financial Management Urban White collar workers
MKM students interviewed
Student No. Ethnicity Academic major Home origin Parental occupation 1 Mongolian Mongolian Language and Literacy Rural Farmers 2 Tibet Tibetan Language and Literature Rural Farmers 3 Mongolian Mongolian Language and Literature Rural Blue collar workers 4 Uyghur Uygur Language and Literature Rural Farmers 5 Uyghur Uygur Language and Literature Rural Farmers 6 Tibet Tibetan Language and Literature Urban Self-employed business owners 7 Tibet Tibetan Language and Literature Rural Farmers 8 Tibet Tibetan Language and Literature Rural Farmers 9 Kazakh Kazakhstan Language and Literature Rural White collar workers 10 Tibet Tibetan Language and Literature Urban White collar workers 11 Uyghur Uygur Language and Literature Urban White collar workers 12 Uyghur Uygur Language and Literature Urban Self-employed business owners 13 Korean Korean Language and Literature Urban Self-employed business owners 14 Korea Korean Language and Literature Urban White collar workers
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